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Advisor at THORNBURG INVESTMENT MANAGEMENT INC
SANTA FE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | Asset manager | Jul 13, 2026 | n/a | yes | SANTA FE, NM | Current employment |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Asset manager | Aug 1, 2023 | Jan 26, 2026 | no | Avon, CO|NEW YORK, NY|Avon, CO | Previous registration |
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Oct 1, 2021 | May 9, 2023 | no | Los Angeles, CA|LOS ANGELES, CA | Previous registration |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | Former SEC adviser | Apr 17, 2015 | Oct 25, 2019 | no | BOSTON, MA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 29, 2011 | Aug 20, 2014 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | THORNBURG INVESTMENT MANAGEMENT INC | Jan 26, 2026 | Jul 13, 2026 | 168 | Firm change | Other |
| CAPITAL CLIENT GROUP, INC. | VOYA INVESTMENT MANAGEMENT CO. LLC | May 9, 2023 | Aug 1, 2023 | 84 | Firm change | Other |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | CAPITAL CLIENT GROUP, INC. | Oct 25, 2019 | Oct 1, 2021 | 707 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | Aug 20, 2014 | Apr 17, 2015 | 240 | Firm change | Other |