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Former SEC-registered adviser

F••••••••• W••••• • T•• A•••••••• L••

STATE REGISTEREDAnnapolis, MarylandCRD 317596websiteIAPD
Latest filing Jun 4, 2026
First filing on the tape Jun 4, 2026 · 1 filings
RAUM
$85.0M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
80%
$67.6M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
RAUM per advisor
$8.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
9derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$317,109derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.1derived9 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$67.5M, 91 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$48.5M57%
  • Individuals$19.2M23%
  • Pension and profit-sharing plans$17.4M20%
Individual clients
60reported
HNW clients
33reported
Pension plan clients
10reported
Charitable clients
0reported
Accounts
268reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$67.5M for 91 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
10 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• R••••• C••••Certified Financial PlannerCharlotte, Nc Feb 28, 202214 y4
A•••••••• V•••••• H••••••••Charlotte, Nc Mar 11, 202213 y0
G••• E••••• F••••Certified Financial PlannerAnnapolis, MdAug 24, 202314 y2
J••••• T••••• H•••Annapolis, MdAug 24, 202312 y2
C••••••••• J••••• W•••••••Certified Financial PlannerAnnapolis, MdAug 24, 20239 y1
G••••• P•••••• M•••Certified Financial PlannerAnnapolis, Md Dec 6, 202316 y1
D•••• M••••• S••••Annapolis, Md May 20, 202512 y0
S•••• L•• S••••••Certified Financial PlannerAnnapolis, MdOct 6, 202510 y0
A•••• K••••• A••••Certified Financial PlannerAnnapolis, MdJan 1, 202623 y8
J••• A•••••• F•••••Certified Financial PlannerAnnapolis, MdJan 20, 202632 y3
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 days0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Annapolis, Md · principal1030
      Charlotte, Nc400
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      2 dated events
      • Philip Henry Weiss no longer registered at F••••••••• W••••• • T•• A•••••••• L••; no later IA registration on IAPD
        Apr 25, 2025 · Advisor departure · fact
      • 5 advisors left B••••••• W••••• A•••••••• L•• (Frederick, MD) for F••••••••• W••••• • T•• A•••••••• L•• on the same day
        Nov 3, 2022 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      1-888-354-5899reportedpublic record, Form ADV, Jun 4, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      STATE REGISTEREDderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 15, 2026