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RIA / WealthAdvisor14 years in industry

JONATHAN KIRK CARROLL

Advisor at SIMPLE FINANCIAL, LLC

Meridian, ID | WEST JORDAN, UT

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Search this name across graphsid dfx:ria:2058eee5-b4a7-d4eb-5921-4ca4cccf50af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLE FINANCIAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65
First exam: Jan 28, 2017
First registration: Jan 30, 2017
Dual registered: no
Other names: Jon Kirk Carroll
IAPD individual key: 6722322

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLE FINANCIAL, LLC	State registered	Mar 27, 2023	n/a	yes	Meridian, ID\|WEST JORDAN, UT	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Aug 14, 2020	Dec 31, 2022	no	ARDEN HILLS, MN\|Meridian, ID	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jul 19, 2019	Aug 12, 2020	no	Meridian, ID	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 19, 2019	Aug 12, 2020	no	Meridian, ID\|PALM BEACH GARDENS, FL	Previous registration
LEGACY WEALTH MANAGEMENT, LLC	Independent wealth	Jun 2, 2017	Jun 17, 2019	no	Meridian, ID	Previous registration
AVELLINO FINANCIAL ADVISORS, INC.	Former SEC adviser	Jan 30, 2017	May 9, 2017	no	Meridan, ID\|HILLSIDE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	SIMPLE FINANCIAL, LLC	Dec 31, 2022	Mar 27, 2023	86	Firm change	RIA to state RIA
CAPITAL ANALYSTS	LINCOLN INVESTMENT	Aug 12, 2020	Jul 19, 2019	-390	Firm change after gap	Ibd to ibd
LINCOLN INVESTMENT	GRADIENT ADVISORS, LLC	Aug 12, 2020	Aug 14, 2020	2	Firm change	Ibd to RIA
LEGACY WEALTH MANAGEMENT, LLC	CAPITAL ANALYSTS	Jun 17, 2019	Jul 19, 2019	32	Firm change	RIA to ibd
AVELLINO FINANCIAL ADVISORS, INC.	LEGACY WEALTH MANAGEMENT, LLC	May 9, 2017	Jun 2, 2017	24	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164805:174767:IL:2017-05-09	May 9, 2017	Jun 2, 2017	HILLSIDE, IL	Firm change

Relationships

Registered with (6)

→ SIMPLE FINANCIAL, LLCRegistered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 14, 2020 to Dec 31, 2022factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jul 19, 2019 to Aug 12, 2020factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 19, 2019 to Aug 12, 2020factForm ADV
→ LEGACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 2, 2017 to Jun 17, 2019factForm ADV
→ AVELLINO FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 30, 2017 to May 9, 2017factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Jonathan Kirk Carroll left Gradient Advisors, Llc for Simple Financial, Llc (registered 2023-03-27)
Form ADVobserved 6 days ago