DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••• F•••••••• S••••••••
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• F•••••••• S•••••••• | State registered | Mar 23, 2026 | n/a | yes | LITTLETON, CO | Current employment |
| P••••• F•••••••• S•••••••• I••• | Independent wealth | Aug 6, 2020 | Apr 17, 2026 | no | CENTENNIAL, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••• F•••••••• S•••••••• I••• | M•••• F•••••••• S•••••••• | Apr 17, 2026 | Mar 23, 2026 | -25 | Firm change | RIA to state RIA |
| V••••• C•••••• M••••••••• L•• | P••••• F•••••••• S•••••••• I••• | May 6, 2020 | Aug 6, 2020 |
| V••••• C•••••• M••••••••• L•• | Independent wealth | Apr 10, 2019 | May 6, 2020 | no | LITTLETON, CO|BRENTWOOD, TN | Previous registration |
| E• W••••• A••••••• | Independent wealth | Jan 2, 2015 | Sep 22, 2016 | no | LITTLETON, CO|TORRANCE, CA | Previous registration |
| M•••• F•••••••• G•••• | Former SEC adviser | Jun 25, 2012 | Dec 31, 2014 | no | LITTLETON, CO | Previous registration |
| 92 |
| Firm change |
| RIA to RIA |
| E• W••••• A••••••• | V••••• C•••••• M••••••••• L•• | Sep 22, 2016 | Apr 10, 2019 | 930 | Firm change after gap | Other |
| M•••• F•••••••• G•••• | E• W••••• A••••••• | Dec 31, 2014 | Jan 2, 2015 | 2 | Firm change | Other |