DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Richard Mogle
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mark R Mogle
At current firm
0 y
since Mar 23, 2026
In the industry
15 y
since Mar 29, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mogle Financial Solutions state registered currentsince Mar 23, 2026 · Littleton, Co
- Paller Financial Services, Inc. independent RIAAug 6, 2020 to Apr 17, 2026 · Centennial, Co
- Virtue Capital Management, LLC independent RIAApr 10, 2019 to May 6, 2020 · Littleton, Co
- Ep Wealth Advisors independent RIAJan 2, 2015 to Sep 22, 2016 · Littleton, Co
- Moore Financial Group formerJun 25, 2012 to Dec 31, 2014 · Littleton, Co
Moves
a registration end followed by a registration begin elsewhere
- Paller Financial Services, Inc. to Mogle Financial Solutionsleft Apr 17, 2026, registered Mar 23, 2026 (-25 days) · RIA to a state-registered adviser
- Virtue Capital Management, LLC to Paller Financial Services, Inc.left May 6, 2020, registered Aug 6, 2020 (92 days) · RIA to RIA
- Ep Wealth Advisors to Virtue Capital Management, LLCleft Sep 22, 2016, registered Apr 10, 2019 (930 days) · Other
- Moore Financial Group to Ep Wealth Advisorsleft Dec 31, 2014, registered Jan 2, 2015 (2 days) · Other
Signals
- Mark Richard Mogle left Paller Financial Services, Inc. for Mogle Financial Solutions (registered 2026-03-23)Apr 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address