DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••• B••••• A•••••••
WEST CONSHOHOCKEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••• B••••• A••••••• | Independent wealth | Oct 3, 2019 | n/a | yes | WEST CONSHOHOCKEN, PA | Current employment |
| B••• S••••••••• L•• | Former SEC adviser | Mar 1, 2016 | Apr 19, 2018 | no | KING OF PRUSSIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• S••••••••• L•• | T•••• B••••• A••••••• | Apr 19, 2018 | Oct 3, 2019 | 532 | Firm change after gap | Ibd to RIA |
| V••••• F•••• A•••• M••••••••• L•• | B••• S••••••••• L•• | Mar 30, 2016 | Mar 1, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7438:142785:PA:2016-03-30 | Mar 30, 2016 | Mar 1, 2016 | KING OF PRUSSIA, PA | Firm change |
| V••••• F•••• A•••• M••••••••• L•• | Former SEC adviser | Mar 12, 2014 | Mar 30, 2016 | no | KING OF PRUSSIA, PA|KING OF PRUSSIA, PA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 15, 2003 | Mar 24, 2004 | no | BLACKSBURG, VA | Previous registration |
| -29 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | V••••• F•••• A•••• M••••••••• L•• | Mar 24, 2004 | Mar 12, 2014 | 3,640 | Firm change after gap | Other |