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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

MICHAEL JAMES AXTON

Advisor at CREATIVEONE SECURITIES, LLC

Laurel, MS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:208cc3e9-c0fe-51c9-fd07-9ea96b4cb6ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVEONE SECURITIES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jul 19, 1989
First registration: Oct 20, 2006
Dual registered: yes, broker-dealer
Other names: MIKE AXTON
IAPD individual key: 1430219

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Nov 21, 2024	n/a	yes	Laurel, MS\|OVERLAND PARK, KS	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Oct 4, 2016	Jul 31, 2017	no	Laurel, MS\|LINCOLN, NE\|Laurel, MS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Oct 3, 2016	no	LAUREL, MS	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Jul 31, 2008	Sep 8, 2009	no	LAUREL, MS\|WEST PALM BEACH, FL\|LAUREL, MS	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Oct 20, 2006	Apr 15, 2008	no	HOUSTON, TX\|LAUREL, MS\|LAUREL, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	CREATIVEONE SECURITIES, LLC	Jul 31, 2017	Nov 21, 2024	2,670	Firm change after gap	Other
LPL FINANCIAL LLC	AMERITAS ADVISORY SERVICES	Oct 3, 2016	Oct 4, 2016	1	Firm change	Other
MUTUAL SERVICE CORPORATION	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
AMERICAN GENERAL SECURITIES INCORPORATED	MUTUAL SERVICE CORPORATION	Apr 15, 2008	Jul 31, 2008	107	Firm change	Other

Relationships

Registered with (5)

→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 4, 2016 to Jul 31, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Oct 3, 2016factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jul 31, 2008 to Sep 8, 2009factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Oct 20, 2006 to Apr 15, 2008factForm ADV

Dated events

No dated event names this entity yet.