DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael James Axton
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Mike Axton
At current firm
1 y
since Nov 21, 2024
In the industry
43 y
since May 1, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Securities, LLC BD affiliated currentsince Nov 21, 2024 · Laurel, Ms
- Ameritas Advisory Services formerOct 4, 2016 to Jul 31, 2017 · Laurel, Ms
- LPL Financial LLC BD affiliatedSep 8, 2009 to Oct 3, 2016 · Laurel, Ms
- Mutual Service Corporation unclassifiedJul 31, 2008 to Sep 8, 2009 · Laurel, Ms
- American General Securities Incorporated unclassifiedOct 20, 2006 to Apr 15, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Ameritas Advisory Services to Creativeone Securities, LLCleft Jul 31, 2017, registered Nov 21, 2024 (2670 days) · Other
- LPL Financial LLC to Ameritas Advisory Servicesleft Oct 3, 2016, registered Oct 4, 2016 (1 days) · Other
- Mutual Service Corporation to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- American General Securities Incorporated to Mutual Service Corporationleft Apr 15, 2008, registered Jul 31, 2008 (107 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address