DFX Intelligence

V•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

V•••••• S•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

PITTSBURGH, PA | BOSTON, MA

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Search this name across graphsid dfx:ria:e705b676-8e40-268a-2159-d31e88f3fdf2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 6, 2025	n/a	yes	BOSTON, MA\|PITTSBURGH, PA	Current employment
E••••••••• I••••••••• M••••••••• I•••	Former SEC adviser	Feb 12, 2014	Jul 27, 2016	no	PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• A••••••• I••	E••••••••• I••••••••• M••••••••• I•••	Jul 27, 2016	Feb 12, 2014	-896	Firm change after gap	Other
E••••••••• I••••••••• M••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 27, 2016

Relationships

Registered with (8)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ L••••• F•••••••• A••••••• I••Registered adviserregistration: previous registration
Feb 11, 2014 to Jul 27, 2016factForm ADV
→ E••••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 12, 2014 to Jul 27, 2016factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e705b676-8e40-268a-2159-d31e88f3fdf2
First observed: May 15, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.