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S••• T••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

S••• T••••• A••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Atlanta, GA

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Search this name across graphsid dfx:ria:20b2ac27-f9d8-4404-c60d-41b2b7669c89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 16, 2025	n/a	yes	Atlanta, GA	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 3, 2022	Jan 21, 2023	no	Alpharetta, GA\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 21, 2023	Oct 16, 2025	999	Firm change after gap	Ibd to ibd
B••••••• W••••• M••••••••• L••	H•••••••• A•••••••• L••	Dec 10, 2021	Oct 3, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
305670:145323:GA:2021-12-10	Dec 10, 2021	Oct 3, 2022	ALPHARETTA, GA	Firm change

Relationships

Registered with (8)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2022 to Jan 21, 2023factForm ADV
→ B••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 8, 2020 to Dec 10, 2021factForm ADV
→ Y••• R••••••••• C••••

Dated events

Occurred
Jan 21, 2023
Advisor changed firm
S••• T••••• A•••• left H•••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20b2ac27-f9d8-4404-c60d-41b2b7669c89
First observed: Sep 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.