RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• T••••• A••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 16, 2025 · Atlanta, Ga
- H•••••••• A•••••••• L•• BD affiliatedOct 3, 2022 to Jan 21, 2023 · Alpharetta, Ga
- B••••••• W••••• M••••••••• L•• formerMay 8, 2020 to Dec 10, 2021 · Alpharetta, Ga
- Y••• R••••••••• C•••• formerApr 1, 2019 to Jun 8, 2020 · Marietta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJan 25, 2017 to Aug 23, 2018 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerFeb 18, 2009 to Jul 19, 2016 · Atlanta, Ga
- G• F•••••••• A•••••••• I••• unclassifiedSep 19, 2007 to Dec 6, 2011 · Atlanta, Ga
- J••• A•••••••• I••• formerSep 19, 2007 to Jul 5, 2016 · Atlanta, Ga
- H•••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 21, 2023, registered Oct 16, 2025 (999 days) · Affiliated broker-dealer or bank to another
- B••••••• W••••• M••••••••• L•• to H•••••••• A•••••••• L••left Dec 10, 2021, registered Oct 3, 2022 (297 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Y••• R••••••••• C•••• to B••••••• W••••• M••••••••• L••left Jun 8, 2020, registered May 8, 2020 (-31 days) · RIA to RIA
- P••• A••••• S••••••••• L•• to Y••• R••••••••• C••••left Aug 23, 2018, registered Apr 1, 2019 (221 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Jul 19, 2016, registered Jan 25, 2017 (190 days) · Other
- J••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Jul 5, 2016, registered Feb 18, 2009 (-2694 days) · Other
- G• F•••••••• A•••••••• I••• to J••• A•••••••• I•••left Dec 6, 2011, registered Sep 19, 2007 (-1539 days) · Other
- S••• T••••• A•••• left H•••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-16)Jan 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address