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T••••••• G•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T••••••• G•••••• H•••••

Advisor at L•• F•••••••• L••

CHICAGO, IL | WHEATON, IL | LANSING, IL

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Search this name across graphsid dfx:ria:20cb02f6-98c3-4bfa-1704-5297dd27d310

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	CHICAGO, IL\|LANSING, IL\|WHEATON, IL	Current employment
W••••••• I•••••••••	Former SEC adviser	Jun 12, 2008	Jan 28, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	L•• F•••••••• L••	Jan 28, 2025	Jan 23, 2025	-5	Bulk transfer	RIA to ibd
V••••• F•••••••• M••••••••• I•••	W••••••• I•••••••••	Jun 19, 2008

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Jun 12, 2008 to Jan 28, 2025factForm ADV
→ V••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2004 to Jun 19, 2008factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20cb02f6-98c3-4bfa-1704-5297dd27d310
First observed: Mar 27, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.