DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Terrance Gregory Hughes
Feed of 09/15/2026
At current firm
1 y
since Jan 23, 2025
In the industry
29 y
since Jan 24, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 23, 2025 · Chicago, Il
- Wintrust Investments formerJun 12, 2008 to Jan 28, 2025 · Lansing, Il
- Valley Financial Management, Inc. BD affiliatedNov 2, 2004 to Jun 19, 2008 · Beverly Hills, Ca
- Invest Financial Corporation formerMar 27, 2001 to Nov 8, 2004 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Wintrust Investments to LPL Financial LLCleft Jan 28, 2025, registered Jan 23, 2025 (-5 days) · corporate re-registration, not a move
- Valley Financial Management, Inc. to Wintrust Investmentsleft Jun 19, 2008, registered Jun 12, 2008 (-7 days) · Other
- Invest Financial Corporation to Valley Financial Management, Inc.left Nov 8, 2004, registered Nov 2, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address