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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Allen Klein

Advisor at MERIT FINANCIAL ADVISORS

ALPHARETTA, GA | Boca Raton, FL

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Search this name across graphsid dfx:ria:20cb7d02-1c50-e54f-a79f-aa15c3a9bcf9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 19, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERIT FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 18, 2019
First registration: Oct 19, 2022
Dual registered: yes, broker-dealer
IAPD individual key: 6953284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERIT FINANCIAL ADVISORS	Bd affiliated wealth	Mar 9, 2026	n/a	yes	Boca Raton, FL\|ALPHARETTA, GA	Current employment
STONE CREEK CAPITAL MANAGEMENT LLC	Former SEC adviser	Jul 25, 2024	Mar 31, 2026	no	ALPHARETTA, GA\|Boca Raton, FL	Previous registration
MERIT FINANCIAL ADVISORS	Bd affiliated wealth	Jul 7, 2023	Jul 3, 2024	no	Boynton Beach, FL\|ALPHARETTA, GA	Previous registration
NFSG CORPORATION	Bd affiliated wealth	Oct 19, 2022	Mar 13, 2023	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONE CREEK CAPITAL MANAGEMENT LLC	MERIT FINANCIAL ADVISORS	Mar 31, 2026	Mar 9, 2026	-22	Firm change	Other
MERIT FINANCIAL ADVISORS	STONE CREEK CAPITAL MANAGEMENT LLC	Jul 3, 2024	Jul 25, 2024	22	Firm change	Other
NFSG CORPORATION	MERIT FINANCIAL ADVISORS	Mar 13, 2023	Jul 7, 2023	116	Firm change	Ibd to RIA

Relationships

Registered with (3)

→ MERIT FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 7, 2023 to Jul 3, 2024factForm ADV
→ STONE CREEK CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 25, 2024 to Mar 31, 2026factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Oct 19, 2022 to Mar 13, 2023factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
Allen Klein left Stone Creek Capital Management Llc for Merit Financial Advisors (registered 2026-03-09)
Form ADVobserved 5 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Allen Klein left Merit Financial Advisors for Stone Creek Capital Management Llc (registered 2024-07-25)
Form ADVobserved 5 days ago
Occurred
Mar 13, 2023
Advisor changed firm
Allen Klein left Nfsg Corporation for Merit Financial Advisors (registered 2023-07-07)
Form ADVobserved 5 days ago