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RIA / WealthAdvisorCertified Financial Planner28 years in industry

JAMES PHILIP WOOD

Advisor at PAUL WINKLER, INC.

GOODLETTSVILLE, TN

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Search this name across graphsid dfx:ria:20e374a5-5401-075d-b860-e2daba8c7650

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 19, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PAUL WINKLER, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 8, 1998
First registration: Oct 19, 1998
Dual registered: no
Other names: JIM WOOD
IAPD individual key: 3026680

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PAUL WINKLER, INC.	Independent wealth	Sep 23, 2014	n/a	yes	GOODLETTSVILLE, TN	Current employment
A CLEAR STRATEGY, LLC	n/a	Jan 14, 2014	Dec 31, 2015	no	SAN RAMON, CA	Previous registration
SIGNATURE INVESTMENTS, INC.	Former SEC adviser	Jan 2, 2013	Jan 10, 2014	no	SAN RAMON, CA\|DAYTON, OH\|DAYTON, OH	Previous registration
SICOR SECURITIES INC	n/a	May 1, 2012	Dec 31, 2012	no	DAYTON, OH\|DAYTON, OH\|SAN RAMON, CA\|DAYTON, OH	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 1, 2010	May 7, 2012	no	SAN RAMON, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 19, 1998	Apr 5, 2010	no	SAN RAMON, CA\|SAN RAMON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A CLEAR STRATEGY, LLC	PAUL WINKLER, INC.	Dec 31, 2015	Sep 23, 2014	-464	Firm change after gap	Other
SIGNATURE INVESTMENTS, INC.	A CLEAR STRATEGY, LLC	Jan 10, 2014	Jan 14, 2014	4	Firm change	Other
SICOR SECURITIES INC	SIGNATURE INVESTMENTS, INC.	Dec 31, 2012	Jan 2, 2013	2	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SICOR SECURITIES INC	May 7, 2012	May 1, 2012	-6	Firm change	Other
OSAIC FA, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 5, 2010	Apr 1, 2010	-4	Firm change	Other

Relationships

Registered with (6)

→ PAUL WINKLER, INC.Registered adviserregistration: current employment
Sep 23, 2014 to presentfactForm ADV
→ A CLEAR STRATEGY, LLCRegistered adviserregistration: previous registration
Jan 14, 2014 to Dec 31, 2015factForm ADV
→ SIGNATURE INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 2, 2013 to Jan 10, 2014factForm ADV
→ SICOR SECURITIES INCRegistered adviserregistration: previous registration
May 1, 2012 to Dec 31, 2012factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 1, 2010 to May 7, 2012factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 19, 1998 to Apr 5, 2010factForm ADV

Dated events

No dated event names this entity yet.