DFX Intelligence

H•••• S••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

H•••• S••••• F••••

Advisor at C•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:20eab19a-c5b1-698a-8efa-c6c467a20fc2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Apr 7, 2020	n/a	yes	Jenkintown, PA	Current employment
L•••••• I•••••••••	Independent wealth	Apr 7, 2020	n/a	yes	Fort Washington, PA\|Horsham, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•••••• I•••••••••	Mar 30, 2020	Apr 7, 2020	8	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Apr 7, 2020 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Apr 7, 2020 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 7, 2017 to Mar 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20eab19a-c5b1-698a-8efa-c6c467a20fc2
First observed: Mar 7, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.