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Advisor at HORIZON INVESTMENTS LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORIZON INVESTMENTS LLC | Asset manager | Nov 25, 2020 | n/a | yes | CHARLOTTE, NC | Current employment |
| RUSSELL INVESTMENTS | Asset manager | Mar 14, 2019 | Sep 23, 2020 | no | SEATTLE, WA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 6, 2018 | Feb 5, 2019 | no | Mercer Island, WA | Previous registration |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Asset manager | May 26, 2010 | Jan 2, 2018 | no | NEW YORK, NY|SNOHOMISH, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RUSSELL INVESTMENTS | HORIZON INVESTMENTS LLC | Sep 23, 2020 | Nov 25, 2020 | 63 | Firm change | Other |
| PRUCO SECURITIES, LLC | RUSSELL INVESTMENTS | Feb 5, 2019 | Mar 14, 2019 | 37 | Firm change | Other |
| VOYA INVESTMENT MANAGEMENT CO. LLC | PRUCO SECURITIES, LLC | Jan 2, 2018 | Apr 6, 2018 | 94 | Firm change | Other |