RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••• S•••••••••
- H•••••• I••••••••• L•• asset manager currentsince Nov 25, 2020 · Charlotte, Nc
- R•••••• I••••••••• asset managerMar 14, 2019 to Sep 23, 2020 · Seattle, Wa
- P•••• S••••••••• L•• no RAUMApr 6, 2018 to Feb 5, 2019 · Mercer Island, Wa
- V••• I••••••••• M••••••••• C•• L•• asset managerMay 26, 2010 to Jan 2, 2018 · New York, Ny
- R•••••• I••••••••• to H•••••• I••••••••• L••left Sep 23, 2020, registered Nov 25, 2020 (63 days) · Other
- P•••• S••••••••• L•• to R•••••• I•••••••••left Feb 5, 2019, registered Mar 14, 2019 (37 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to P•••• S••••••••• L••left Jan 2, 2018, registered Apr 6, 2018 (94 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address