DFX Intelligence

M••••••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M••••••••• O••••

Advisor at W•••• F•••• A•••••••

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2118b626-5e8d-4a02-95b7-979b222429c5

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 14, 2017 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 4, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	May 29, 2025	n/a	yes	San Francisco, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	F•••• C••••••• I••••••• S•••••••• I•••	Sep 18, 2026	May 29, 2025	-477	Firm change after gap	RIA to ibd
F•••• C••••••• I••••••• S•••••••• I•••	W•••• F•••• A•••••••	Sep 18, 2026	Sep 4, 2026

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 29, 2025 to Sep 18, 2026factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Mar 4, 2022 to Sep 18, 2026factForm ADV
→ S•• I••••••••• S••••••• I•••

Dated events

Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 3 days ago
Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2118b626-5e8d-4a02-95b7-979b222429c5
First observed: Nov 14, 2017
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.