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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Alicia E Cardona

Advisor at ONEAMERICA SECURITIES, INC.

Orlando, FL | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:2125aa04-ebb2-33e1-74c0-a30937746477

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEAMERICA SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 27, 2016
First registration: Nov 29, 2021
Dual registered: yes, broker-dealer
Other names: Alicia Eileen Larkin|Alicia Eileen Mercado|ALICIA EILEEN CARDONA|Alicia Cardona|ALICIA E CARDONA
IAPD individual key: 6545051

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Orlando, FL\|INDIANAPOLIS, IN	Current employment
EAGLE STRATEGIES LLC	Bd affiliated wealth	Apr 8, 2026	May 21, 2026	no	DALLAS, TX\|ORLANDO, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 24, 2022	May 18, 2025	no	AUSTIN, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 29, 2021	Aug 18, 2022	no	Winter Park, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLE STRATEGIES LLC	ONEAMERICA SECURITIES, INC.	May 21, 2026	Sep 8, 2026	110	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	EAGLE STRATEGIES LLC	May 18, 2025	Apr 8, 2026	325	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC WEALTH, INC.	Aug 18, 2022	Oct 24, 2022	67	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Apr 8, 2026 to May 21, 2026factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 24, 2022 to May 18, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 29, 2021 to Aug 18, 2022factForm ADV

Dated events

Occurred
May 21, 2026
Advisor changed firm
Alicia E Cardona left Eagle Strategies Llc for Oneamerica Securities, Inc. (registered 2026-09-08)
Form ADVobserved 6 days ago
Occurred
May 18, 2025
Advisor changed firm
Alicia E Cardona left Osaic Wealth, Inc. for Eagle Strategies Llc (registered 2026-04-08)
Form ADVobserved 6 days ago
Occurred
Aug 18, 2022
Advisor changed firm
Alicia E Cardona left Ameriprise Financial Services, Llc for Osaic Wealth, Inc. (registered 2022-10-24)
Form ADVobserved 6 days ago