DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alicia E Cardona
Certified Financial Planner
Feed of 09/14/2026
Also filed as Alicia Eileen Larkin
At current firm
0 y
since Sep 8, 2026
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Sep 8, 2026 · Orlando, Fl
- Eagle Strategies LLC BD affiliatedApr 8, 2026 to May 21, 2026 · Dallas, Tx
- Osaic Wealth, Inc. BD affiliatedOct 24, 2022 to May 18, 2025 · Austin, Tx
- Ameriprise Financial Services, LLC national BDNov 29, 2021 to Aug 18, 2022 · Winter Park, Fl
Moves
a registration end followed by a registration begin elsewhere
- Eagle Strategies LLC to Oneamerica Securities, Inc.left May 21, 2026, registered Sep 8, 2026 (110 days) · Affiliated broker-dealer or bank to another
- Osaic Wealth, Inc. to Eagle Strategies LLCleft May 18, 2025, registered Apr 8, 2026 (325 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to Osaic Wealth, Inc.left Aug 18, 2022, registered Oct 24, 2022 (67 days) · Affiliated broker-dealer or bank to another
Signals
- Alicia E Cardona left Eagle Strategies Llc for Oneamerica Securities, Inc. (registered 2026-09-08)May 21, 2026 · Advisor changed firm · fact
- Alicia E Cardona left Osaic Wealth, Inc. for Eagle Strategies Llc (registered 2026-04-08)May 18, 2025 · Advisor changed firm · fact
- Alicia E Cardona left Ameriprise Financial Services, Llc for Osaic Wealth, Inc. (registered 2022-10-24)Aug 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address