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RIA / WealthAdvisor38 years in industry

Kevin Auguste Carroll

Advisor at LIFE STAGE INVESTING, LLC

ATLANTIC, NC

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Search this name across graphsid dfx:ria:21340199-cb8e-63bc-ff57-b257fa654b43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFE STAGE INVESTING, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Apr 20, 1988
First registration: Jun 7, 2000
Dual registered: no
IAPD individual key: 1697190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFE STAGE INVESTING, LLC	State registered	Apr 27, 2021	n/a	yes	ATLANTIC, NC	Current employment
MARKET STREET WEALTH MANAGEMENT	Independent wealth	Mar 18, 2020	Aug 5, 2020	no	Morehead City, NC\|WEST CHESTER, PA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jun 25, 2010	Sep 7, 2011	no	CULVER, IN\|CULVER, IN\|Perrysburg, OH\|Cedar Rapids, IA	Previous registration
Spc	Bd affiliated wealth	Dec 20, 2007	Sep 8, 2008	no	MAUMEE, OH\|ANN ARBOR, MI	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Nov 7, 2005	Dec 18, 2007	no	MAUMEE, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 7, 2000	Oct 7, 2005	no	MAUMEE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARKET STREET WEALTH MANAGEMENT	LIFE STAGE INVESTING, LLC	Aug 5, 2020	Apr 27, 2021	265	Firm change	RIA to state RIA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	MARKET STREET WEALTH MANAGEMENT	Sep 7, 2011	Mar 18, 2020	3,115	Firm change after gap	Other
Spc	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Sep 8, 2008	Jun 25, 2010	655	Firm change after gap	Other
SUMMIT FINANCIAL GROUP INC	Spc	Dec 18, 2007	Dec 20, 2007	2	Firm change	Other
WELLS FARGO ADVISORS	SUMMIT FINANCIAL GROUP INC	Oct 7, 2005	Nov 7, 2005	31	Firm change	Other

Relationships

Registered with (6)

→ LIFE STAGE INVESTING, LLCRegistered adviserregistration: current employment
Apr 27, 2021 to presentfactForm ADV
→ MARKET STREET WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 18, 2020 to Aug 5, 2020factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 25, 2010 to Sep 7, 2011factForm ADV
→ SPCRegistered adviserregistration: previous registration
Dec 20, 2007 to Sep 8, 2008factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Nov 7, 2005 to Dec 18, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 7, 2000 to Oct 7, 2005factForm ADV

Dated events

No dated event names this entity yet.