DFX Intelligence

A•••• K•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A•••• K•••• K•••••••

Advisor at S••••••••• F•••••••• G••••• I•••

SIOUX FALLS, SD | BARTLESVILLE, OK

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Search this name across graphsid dfx:ria:2150182d-bf2a-c9d4-2688-131105afd639

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• G••••• I•••	Independent wealth	Oct 17, 2005	n/a	yes	BARTLESVILLE, OK\|SIOUX FALLS, SD	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Oct 24, 2007	Oct 24, 2007	no	SIOUX FALLS, SD\|Sioux Falls, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	n/a	Oct 24, 2007	n/a	n/a	Departure no registered destination	Departure
A••••••• G•••••• S••••••••• I•••••••••	S••••••••• F•••••••• G••••• I•••	Sep 7, 2005	Oct 17, 2005

Relationships

Registered with (3)

→ S••••••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Oct 17, 2005 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Oct 24, 2007 to Oct 24, 2007factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
Jul 29, 2005 to Sep 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2150182d-bf2a-c9d4-2688-131105afd639
First observed: Jul 29, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.