RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• K•••• K•••••••
- S••••••••• F•••••••• G••••• I••• independent RIA currentsince Oct 17, 2005 · Bartlesville, Ok
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 24, 2007 to Oct 24, 2007 · Sioux Falls, Sd
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJul 29, 2005 to Sep 7, 2005 · Sioux Falls, Sd
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to no registered destinationleft Oct 24, 2007 · Departure, no registered destination
- A••••••• G•••••• S••••••••• I••••••••• to S••••••••• F•••••••• G••••• I•••left Sep 7, 2005, registered Oct 17, 2005 (40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address