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W••••••••• S•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

W••••••••• S•••• S•••••••

Advisor at S•• B•••••• F•••••••• S•••••••• I•••

RUSSELLVILLE, AR | St Louis, MO

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Search this name across graphsid dfx:ria:2163e363-1b0b-a8e1-18bc-7b1ca8665afc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• B•••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 19, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• B•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Nov 29, 2017	n/a	yes	RUSSELLVILLE, AR\|RUSSELLVILLE, AR\|St Louis, MO	Current employment
C• W••••• M••••••••• L••	Independent wealth	Jul 13, 2017	Nov 29, 2017	no	St. Louis, MO\|SCHAUMBURG, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• W••••• M••••••••• L••	S•• B•••••• F•••••••• S•••••••• I•••	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other
W••••••• S••••••••• A•••••••	C• W••••• M••••••••• L••	Jun 22, 2017	Jul 13, 2017

Relationships

Registered with (3)

→ S•• B•••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ C• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 13, 2017 to Nov 29, 2017factForm ADV
→ W••••••• S••••••••• A•••••••Registered adviserregistration: previous registration
Feb 9, 2012 to Jun 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2163e363-1b0b-a8e1-18bc-7b1ca8665afc
First observed: Feb 9, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.