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RIA / WealthAdvisorChartered Financial Consultant27 years in industry

TRACY KUO SHEN

Advisor at FLORIN GROUP, LLC

MCLEAN, VA

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Search this name across graphsid dfx:ria:2179960e-c323-72c6-498c-0f4ddece1161

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLORIN GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Chartered Financial Consultant
Exams: S66
First exam: Apr 15, 1999
First registration: May 17, 1999
Dual registered: no
Other names: TRACY T KUO|TRACY TZAYRONG KUO
IAPD individual key: 2841473

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FLORIN GROUP, LLC	State registered	Aug 30, 2013	n/a	yes	MCLEAN, VA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 1, 2012	Aug 9, 2013	no	MCLEAN, VA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 6, 2008	Aug 7, 2012	no	CHEVY CHASE, MD	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 7, 2003	Jul 16, 2008	no	VIENNA, VA\|VIENNA, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 17, 1999	Feb 4, 2003	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	FLORIN GROUP, LLC	Aug 9, 2013	Aug 30, 2013	21	Firm change	Other
PARK AVENUE SECURITIES LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 7, 2012	Aug 1, 2012	-6	Firm change	Other
PRUCO SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Jul 16, 2008	Aug 6, 2008	21	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PRUCO SECURITIES, LLC	Feb 4, 2003	Mar 7, 2003	31	Firm change	Other

Relationships

Registered with (5)

→ FLORIN GROUP, LLCRegistered adviserregistration: current employment
Aug 30, 2013 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 1, 2012 to Aug 9, 2013factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Aug 6, 2008 to Aug 7, 2012factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 7, 2003 to Jul 16, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 17, 1999 to Feb 4, 2003factForm ADV

Dated events

No dated event names this entity yet.