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Registered advisor
T•••• K•• S•••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T•••• T Kuo
At current firm
13 y
since Aug 30, 2013
In the industry
27 y
since Apr 15, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• G••••• L•• state registered currentsince Aug 30, 2013 · Mclean, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 1, 2012 to Aug 9, 2013 · Mclean, Va
- P••• A••••• S••••••••• L•• BD affiliatedAug 6, 2008 to Aug 7, 2012 · Chevy Chase, Md
- P•••• S••••••••• L•• no RAUMMar 7, 2003 to Jul 16, 2008 · Vienna, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMay 17, 1999 to Feb 4, 2003 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F••••• G••••• L••left Aug 9, 2013, registered Aug 30, 2013 (21 days) · Other
- P••• A••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 7, 2012, registered Aug 1, 2012 (-6 days) · Other
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Jul 16, 2008, registered Aug 6, 2008 (21 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Feb 4, 2003, registered Mar 7, 2003 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address