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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst18 years in industry

PETER R FRANZ

Advisor at JOURNEY WEALTH MANAGEMENT

CLEVELAND, OH

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Search this name across graphsid dfx:ria:218ec908-2290-e7d6-01d0-f98db26a88de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOURNEY WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Nov 28, 2007
First registration: Apr 30, 2009
Dual registered: no
Other names: PETER RICHARD FRANZ
IAPD individual key: 5399850

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOURNEY WEALTH MANAGEMENT	Independent wealth	Feb 3, 2021	n/a	yes	CLEVELAND, OH	Current employment
BEACON FINANCIAL ADVISORY LLC	Independent wealth	Aug 6, 2018	May 5, 2022	no	CLEVELAND, OH	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Aug 6, 2018	Dec 1, 2020	no	Cleveland, OH	Previous registration
LINCOLN INVESTMENT	Independent wealth	Aug 3, 2018	Dec 1, 2020	no	Cleveland, OH	Previous registration
BOYD WATTERSON ASSET MANAGEMENT, LLC	Other adviser	Jan 25, 2018	Aug 21, 2018	no	CLEVELAND, OH	Previous registration
BEACON FINANCIAL ADVISORY LLC	Independent wealth	May 11, 2015	Nov 21, 2017	no	CLEVELAND, OH	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Aug 1, 2013	Nov 2, 2016	no	CLEVELAND, OH	Previous registration
LINCOLN INVESTMENT	Independent wealth	Aug 1, 2013	Jun 1, 2015	no	Cleveland, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 30, 2009	Aug 21, 2013	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON FINANCIAL ADVISORY LLC	JOURNEY WEALTH MANAGEMENT	May 5, 2022	Feb 3, 2021	-456	Firm change after gap	RIA to RIA
CAPITAL ANALYSTS	BEACON FINANCIAL ADVISORY LLC	Dec 1, 2020	Aug 6, 2018	-848	Firm change after gap	Ibd to RIA
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Dec 1, 2020	Aug 6, 2018	-848	Firm change after gap	Ibd to ibd
BOYD WATTERSON ASSET MANAGEMENT, LLC	LINCOLN INVESTMENT	Aug 21, 2018	Aug 3, 2018	-18	Firm change	Other
BEACON FINANCIAL ADVISORY LLC	BOYD WATTERSON ASSET MANAGEMENT, LLC	Nov 21, 2017	Jan 25, 2018	65	Firm change	Other
CAPITAL ANALYSTS	BEACON FINANCIAL ADVISORY LLC	Nov 2, 2016	May 11, 2015	-541	Firm change after gap	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Jun 1, 2015	Aug 1, 2013	-669	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	LINCOLN INVESTMENT	Aug 21, 2013	Aug 1, 2013	-20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
519:162200:OH:2015-06-01	Jun 1, 2015	Aug 1, 2013	CLEVELAND, OH	Firm change after gap

Relationships

Registered with (6)

→ JOURNEY WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 3, 2021 to presentfactForm ADV
→ BEACON FINANCIAL ADVISORY LLCRegistered adviserregistration: previous registration
Aug 6, 2018 to May 5, 2022factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Aug 6, 2018 to Dec 1, 2020factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Aug 3, 2018 to Dec 1, 2020factForm ADV
→ BOYD WATTERSON ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2018 to Aug 21, 2018factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 30, 2009 to Aug 21, 2013factForm ADV

Dated events

Occurred
May 5, 2022
Advisor changed firm
Peter R Franz left Beacon Financial Advisory Llc for Journey Wealth Management (registered 2021-02-03)
Form ADVobserved 5 days ago