DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter R Franz
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Peter Richard Franz
At current firm
5 y
since Feb 3, 2021
In the industry
18 y
since Nov 28, 2007 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Journey Wealth Management independent RIA currentsince Feb 3, 2021 · Cleveland, Oh
- Beacon Financial Advisory LLC independent RIAAug 6, 2018 to May 5, 2022 · Cleveland, Oh
- Capital Analysts BD affiliatedAug 6, 2018 to Dec 1, 2020 · Cleveland, Oh
- Lincoln Investment independent RIAAug 3, 2018 to Dec 1, 2020 · Cleveland, Oh
- Boyd Watterson Asset Management, LLC otherJan 25, 2018 to Aug 21, 2018 · Cleveland, Oh
- Beacon Financial Advisory LLC independent RIAMay 11, 2015 to Nov 21, 2017 · Cleveland, Oh
- Capital Analysts BD affiliatedAug 1, 2013 to Nov 2, 2016 · Cleveland, Oh
- Lincoln Investment independent RIAAug 1, 2013 to Jun 1, 2015 · Cleveland, Oh
- Securities America Advisors, Inc. formerApr 30, 2009 to Aug 21, 2013 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Beacon Financial Advisory LLC to Journey Wealth Managementleft May 5, 2022, registered Feb 3, 2021 (-456 days) · RIA to RIA
- Capital Analysts to Beacon Financial Advisory LLCleft Dec 1, 2020, registered Aug 6, 2018 (-848 days) · Affiliated broker-dealer or bank to independent RIA
- Lincoln Investment to Capital Analystsleft Dec 1, 2020, registered Aug 6, 2018 (-848 days) · Affiliated broker-dealer or bank to another
- Boyd Watterson Asset Management, LLC to Lincoln Investmentleft Aug 21, 2018, registered Aug 3, 2018 (-18 days) · Other
- Beacon Financial Advisory LLC to Boyd Watterson Asset Management, LLCleft Nov 21, 2017, registered Jan 25, 2018 (65 days) · Other
- Capital Analysts to Beacon Financial Advisory LLCleft Nov 2, 2016, registered May 11, 2015 (-541 days) · Other
- Lincoln Investment to Capital Analystsleft Jun 1, 2015, registered Aug 1, 2013 (-669 days) · Other · moved with a team
- Securities America Advisors, Inc. to Lincoln Investmentleft Aug 21, 2013, registered Aug 1, 2013 (-20 days) · Other
Signals
- Peter R Franz left Beacon Financial Advisory Llc for Journey Wealth Management (registered 2021-02-03)May 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address