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Advisor at LPL FINANCIAL LLC
ORLAND PARK, IL | DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | ORLAND PARK, IL|DOWNERS GROVE, IL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | May 30, 2024 | no | Chicago, IL|Oak Brook, IL|ORLAND PARK, IL | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Feb 28, 2019 | Mar 21, 2024 | no | ORLAND PARK, IL|Oak Brook, IL|Chicago, IL | Previous registration |
| OPUS WEALTH MANAGEMENT GROUP | Former SEC adviser | Oct 6, 2017 | Mar 4, 2019 | no | Orland Park, IL|LISLE, IL | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Oct 28, 2014 | Oct 3, 2017 | no | ORLAND PARK, IL | Previous registration |
| EDWARD JONES | National bd RIA | Oct 24, 2011 | Feb 7, 2014 | no | ST LOUIS, MO|MOKENA, IL|TINLEY PARK, IL|TINLEY PARK, IL|TINLEY PARK, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 21, 2008 | Aug 26, 2008 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | May 30, 2024 | Jun 14, 2024 | 15 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| OPUS WEALTH MANAGEMENT GROUP | CETERA ADVISORS LLC | Mar 4, 2019 | Feb 28, 2019 | -4 | Firm change | RIA to ibd |
| STRATEGIC ADVISERS LLC | OPUS WEALTH MANAGEMENT GROUP | Oct 3, 2017 | Oct 6, 2017 | 3 | Firm change | Other |
| EDWARD JONES | STRATEGIC ADVISERS LLC | Feb 7, 2014 | Oct 28, 2014 | 263 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | EDWARD JONES | Aug 26, 2008 | Oct 24, 2011 | 1,154 | Firm change after gap | Wirehouse to ibd |