DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• J••• H•••••

L•• F•••••••• L••BD affiliatedOrland Park, Il dual registrantIAPD 5482241

Feed of 09/14/2026

Also filed as B•••• H•••••

At current firm

2 y

since Jun 14, 2024

In the industry

18 y

since Mar 21, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 14, 2024 · Orland Park, Il
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to May 30, 2024 · Chicago, Il
C••••• A••••••• L•• former
Feb 28, 2019 to Mar 21, 2024 · Orland Park, Il
O••• W••••• M••••••••• G•••• former
Oct 6, 2017 to Mar 4, 2019 · Orland Park, Il
S•••••••• A••••••• L•• national BD
Oct 28, 2014 to Oct 3, 2017 · Orland Park, Il
E••••• J•••• national BD
Oct 24, 2011 to Feb 7, 2014 · St Louis, Mo
W•••• F•••• A••••••• wirehouse
Mar 21, 2008 to Aug 26, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left May 30, 2024, registered Jun 14, 2024 (15 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
O••• W••••• M••••••••• G•••• to C••••• A••••••• L••
left Mar 4, 2019, registered Feb 28, 2019 (-4 days) · RIA to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to O••• W••••• M••••••••• G••••
left Oct 3, 2017, registered Oct 6, 2017 (3 days) · Other
E••••• J•••• to S•••••••• A••••••• L••
left Feb 7, 2014, registered Oct 28, 2014 (263 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E••••• J••••
left Aug 26, 2008, registered Oct 24, 2011 (1154 days) · Wirehouse to affiliated broker-dealer or bank

Signals

B•••• J••• H••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-06-14)
May 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address