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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAPGROUP ADVISORS

CAPGROUP ADVISORS, LLC, CRD 139874

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d19a9a7e-9d7a-4f99-ae88-93ce29faa2c0

Data as of Mar 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2012 to Mar 28, 2014
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2014-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $308M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 9
Accounts: 516
SEC number: 801-66418
CRD: 139874
Filings on the tape: 18
First filed: Mar 20, 2012
Latest filed: Mar 28, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EARLY, TODD, COLEMAN	MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)	Na	yes	01/2011	Mar 20, 2012	Mar 28, 2014
EUBANK, CLAVEL, TYRUS	MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)	Na	yes	01/2003	Mar 20, 2012	Mar 28, 2014
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Mar 20, 2012	Mar 28, 2014
FOCUS OPERATING, LLC	MEMBER (MANAGER)	E	yes	01/2006	Mar 20, 2012	Mar 28, 2014
FRENCH, TOMMY, RAY	MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)	Na	yes	09/2013	Mar 20, 2012	Mar 28, 2014
JESTER, JOHN, TIMOTHY	MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)	Na	yes	01/2011	Mar 20, 2012	Mar 28, 2014
KUHLEN, JEREMY, KARL	MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)	Na	yes	01/2013	Apr 1, 2013	Mar 28, 2014
RORRER, JAMES, DARWIN	MANAGING DIRECTOR	Na	yes	01/2011	Mar 20, 2012	Mar 28, 2014
WHITE, JOHN, CHRISTOPHER	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)	Na	yes	09/2013	Sep 19, 2013	Mar 28, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE COLONY GROUP, LLC	n/a	Independent wealth	$182B	N	yes	n/a
BAM ADVISOR SERVICES, LLC	n/a	Independent wealth	$41B	N	yes	n/a
BUCKINGHAM ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	$30B	N	yes	n/a
SENTINEL PENSION ADVISORS INC	n/a	Institutional manager	$12B	N	yes	n/a
JOEL ISAACSON & CO., LLC	n/a	Independent wealth	$9.3B	N	yes	n/a
GW & WADE, LLC	n/a	Former SEC adviser	$8.9B	N	yes	n/a
LLBH PRIVATE WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$5.0B	N	yes	n/a
JFS WEALTH ADVISORS, LLC	n/a	Independent wealth	$4.7B	N	yes	n/a
MERRIMAN WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$3.6B	N	yes	n/a
HOYLECOHEN, LLC	n/a	Former SEC adviser	$3.4B	N	yes	n/a
TELEMUS CAPITAL, LLC	n/a	Former SEC adviser	$3.0B	N	yes	n/a
THE PORTFOLIO STRATEGY GROUP, LLC	n/a	Independent wealth	$2.6B	N	yes	n/a
LVW ADVISORS, LLC	n/a	Independent wealth	$2.5B	N	yes	n/a
VESTOR CAPITAL, LLC	n/a	Independent wealth	$2.3B	N	yes	n/a
BEIRNE WEALTH CONSULTING SERVICES, LLC	n/a	Other adviser	$2.3B	N	yes	n/a
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC	n/a	Independent wealth	$1.7B	N	yes	n/a
BFSG, LLC	n/a	Independent wealth	$1.5B	N	yes	n/a
PETTINGA FINANCIAL ADVISORS, LLC	n/a	Independent wealth	$1.3B	N	yes	n/a
ATLAS PRIVATE WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$1.3B	N	yes	n/a
WESPAC ADVISORS, LLC	n/a	Other adviser	$1.2B	N	yes	n/a
LAFLEUR & GODFREY LLC	n/a	Independent wealth	$1.0B	N	yes	n/a
RESNICK INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$955M	N	yes	n/a
STRATEGIC POINT INVESTMENT ADVISORS LLC	n/a	Independent wealth	$915M	N	yes	n/a
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC	n/a	Former SEC adviser	$894M	N	yes	n/a
LARA, MAY & ASSOCIATES, LLC	n/a	Former SEC adviser	$424M	N	yes	n/a
HUFFORD ADVISORS, LLC	n/a	Former SEC adviser	$375M	N	yes	n/a
GW & WADE ASSET MANAGEMENT COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
SENTINEL SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
STRATEGIC POINT SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
VESTOR CAPITAL SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	$1.2B	$308M	15	9	n/a	n/a	n/a
2012	Apr 1, 2013	$982M	$240M	14	11	n/a	n/a	n/a
2011	Mar 20, 2012	$946M	$226M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.2B	$982M	18.0%	n/a	n/a	15	14	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS PARTNERS WEALTH, LLC	4	Mar 31, 2015	Mar 27, 2015	RICHMOND, VA	Firm absorbed	Other	100.0%

Relationships

Affiliated with (28)

→ GW & WADE, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RESNICK ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ SENTINEL PENSION ADVISORS, LLC.Registered adviserother investment adviser, common control
factForm ADV
→ STRATEGICPOINT INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HOYLECOHEN, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FOCUS ADVISOR SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BENEFIT FINANCIAL SERVICES GROUPRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ JFS WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ATLAS PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LARA, MAY & ASSOCIATES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ WESPAC ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ JOEL ISAACSON & CO., LLCRegistered adviserother investment adviser, common control
factForm ADV
→ COASTAL BRIDGE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PETTINGA FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FOCUS PARTNERS WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HUFFORD ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LVW ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SAPIENT PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VESTOR CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MERRIMANRegistered adviserother investment adviser, common control
factForm ADV
→ THE PORTFOLIO STRATEGY GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BEIRNE.Registered adviserother investment adviser, common control
factForm ADV
→ TELEMUS CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LAFLEUR & GODFREY PRIVATE WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← HUFFORD ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FOUNDERS FINANCIAL NETWORK, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← JESTER, JOHN, TIMOTHYOwnerMANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM), ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← WHITE, JOHN, CHRISTOPHEROwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM), ownership code NA, individual
Sep 19, 2013 to presentfactForm ADV
← KUHLEN, JEREMY, KARLOwnerMANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM), ownership code NA, individual
Apr 1, 2013 to presentfactForm ADV
← FRENCH, TOMMY, RAYOwnerMANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM), ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← EARLY, TODD, COLEMANOwnerMANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM), ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← RORRER, JAMES, DARWINOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← EUBANK, CLAVEL, TYRUSOwnerMANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM), ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← FOCUS FINANCIAL PARTNERS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 20, 2012 to presentfactForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Mar 20, 2012 to presentfactForm ADV

Registered with (7)

← LISA CAROLYN LONGESTAdvisorregistration: previous registration
Apr 3, 2006 to Mar 31, 2015factForm ADV
← JEREMY KARL KUHLENAdvisorregistration: previous registration
Jan 7, 2013 to Mar 31, 2015factForm ADV
← PETER WILLIAM TOMASCHAdvisorregistration: previous registration
Nov 14, 2012 to Mar 31, 2015factForm ADV
← TODD COLEMAN EARLYAdvisorregistration: previous registration
Nov 5, 2010 to Mar 31, 2015factForm ADV
← MARK GREGORY SMITHAdvisorregistration: previous registration
Apr 4, 2006 to Oct 15, 2012factForm ADV
← MATTHEW JOSEPH BUCKLEYAdvisorregistration: previous registration
Jun 28, 2010 to Apr 10, 2012factForm ADV
← ROBERT MALLORY FREEMANAdvisorregistration: previous registration
Apr 3, 2006 to Mar 14, 2011factForm ADV

Moved with (1)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviser4 advisors, firm absorbed, same day
Mar 31, 2015 to Mar 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d19a9a7e-9d7a-4f99-ae88-93ce29faa2c0
First observed: Mar 20, 2012
Last observed: Mar 28, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPGROUP ADVISORS

CAPGROUP ADVISORS, LLC, CRD 139874

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d19a9a7e-9d7a-4f99-ae88-93ce29faa2c0

Data as of Mar 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EARLY, TODD, COLEMAN

MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)

yes

01/2011

Mar 20, 2012

Mar 28, 2014

EUBANK, CLAVEL, TYRUS

MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)

yes

01/2003

Mar 20, 2012

Mar 28, 2014

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Mar 20, 2012

Mar 28, 2014

FOCUS OPERATING, LLC

MEMBER (MANAGER)

yes

01/2006

Mar 20, 2012

Mar 28, 2014

FRENCH, TOMMY, RAY

MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)

yes

09/2013

Mar 20, 2012

Mar 28, 2014

JESTER, JOHN, TIMOTHY

MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)

yes

01/2011

Mar 20, 2012

Mar 28, 2014

KUHLEN, JEREMY, KARL

MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)

yes

01/2013

Apr 1, 2013

Mar 28, 2014

RORRER, JAMES, DARWIN

MANAGING DIRECTOR

yes

01/2011

Mar 20, 2012

Mar 28, 2014

WHITE, JOHN, CHRISTOPHER

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR (MEMBER OF MANAGEMENT TEAM)

yes

09/2013

Sep 19, 2013

Mar 28, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE COLONY GROUP, LLC

n/a

Independent wealth

$182B

yes

n/a

BAM ADVISOR SERVICES, LLC

n/a

Independent wealth

$41B

yes

n/a

BUCKINGHAM ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

$30B

yes

n/a

SENTINEL PENSION ADVISORS INC

n/a

Institutional manager

$12B

yes

n/a

JOEL ISAACSON & CO., LLC

n/a

Independent wealth

$9.3B

yes

n/a

GW & WADE, LLC

n/a

Former SEC adviser

$8.9B

yes

n/a

LLBH PRIVATE WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$5.0B

yes

n/a

JFS WEALTH ADVISORS, LLC

n/a

Independent wealth

$4.7B

yes

n/a

MERRIMAN WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$3.6B

yes

n/a

HOYLECOHEN, LLC

n/a

Former SEC adviser

$3.4B

yes

n/a

TELEMUS CAPITAL, LLC

n/a

Former SEC adviser

$3.0B

yes

n/a

THE PORTFOLIO STRATEGY GROUP, LLC

n/a

Independent wealth

$2.6B

yes

n/a

LVW ADVISORS, LLC

n/a

Independent wealth

$2.5B

yes

n/a

VESTOR CAPITAL, LLC

n/a

Independent wealth

$2.3B

yes

n/a

BEIRNE WEALTH CONSULTING SERVICES, LLC

n/a

Other adviser

$2.3B

yes

n/a

SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC

n/a

Independent wealth

$1.7B

yes

n/a

BFSG, LLC

n/a

Independent wealth

$1.5B

yes

n/a

PETTINGA FINANCIAL ADVISORS, LLC

n/a

Independent wealth

$1.3B

yes

n/a

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$1.3B

yes

n/a

WESPAC ADVISORS, LLC

n/a

Other adviser

$1.2B

yes

n/a

LAFLEUR & GODFREY LLC

n/a

Independent wealth

$1.0B

yes

n/a

RESNICK INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$955M

yes

n/a

STRATEGIC POINT INVESTMENT ADVISORS LLC

n/a

Independent wealth

$915M

yes

n/a

BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC

n/a

Former SEC adviser

$894M

yes

n/a

LARA, MAY & ASSOCIATES, LLC

n/a

Former SEC adviser

$424M

yes

n/a

HUFFORD ADVISORS, LLC

n/a

Former SEC adviser

$375M

yes

n/a

GW & WADE ASSET MANAGEMENT COMPANY, LLC

n/a

yes

n/a

SENTINEL SECURITIES, INC.

n/a

yes

n/a

STRATEGIC POINT SECURITIES, LLC

n/a

yes

n/a

VESTOR CAPITAL SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 28, 2014

$1.2B

$308M

n/a

2012

Apr 1, 2013

$982M

$240M

n/a

2011

Mar 20, 2012

$946M

$226M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.2B

$982M

18.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS PARTNERS WEALTH, LLC

Mar 31, 2015

Mar 27, 2015

RICHMOND, VA

Firm absorbed

Other

100.0%