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RIA / WealthAdvisorCertified Financial Planner28 years in industry

WILLIAM PATRICK NUGENT

Advisor at CONVEY WEALTH LLC

BURBANK, CA

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Search this name across graphsid dfx:ria:21a9273e-55dc-10f8-fa20-70e7ca284ea0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Apr 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONVEY WEALTH LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 6, 1997
First registration: Apr 21, 2006
Dual registered: no
Other names: BILL NUGENT
IAPD individual key: 2956882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONVEY WEALTH LLC	State registered	Sep 6, 2022	n/a	yes	BURBANK, CA	Current employment
MONARCH PLAN ADVISORS	Institutional manager	Aug 11, 2023	Jul 14, 2026	no	SHERMAN OAKS, CA\|SIMI VALLEY, CA	Previous registration
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Sep 29, 2022	Jan 12, 2026	no	SARASOTA, FL\|SHERMAN OAKS, CA	Previous registration
COMPOSITION WEALTH, LLC	Independent wealth	Oct 18, 2021	Feb 18, 2022	no	LOS ANGELES, CA	Previous registration
THE MATHER GROUP, LLC	Independent wealth	Jul 29, 2019	Jun 24, 2021	no	CHICAGO, IL	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	May 21, 2015	Jul 15, 2019	no	SHERMAN OAKS, CA\|Sherman Oaks, California 91403, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 26, 2011	May 5, 2015	no	STUDIO CITY, CA\|SHERMAN OAKS, CA\|THOUSAND OAKS, CA\|MISSION VIEJO, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Nov 8, 2006	Jun 20, 2008	no	SAN FRANCISCO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 21, 2006	Aug 25, 2006	no	San Francisco, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONARCH PLAN ADVISORS	n/a	Jul 14, 2026	n/a	n/a	Departure no registered destination	Departure
ORIGIN INVESTMENT ADVISORY LLC	MONARCH PLAN ADVISORS	Jan 12, 2026	Aug 11, 2023	-885	Firm change after gap	Other
COMPOSITION WEALTH, LLC	CONVEY WEALTH LLC	Feb 18, 2022	Sep 6, 2022	200	Firm change	RIA to state RIA
THE MATHER GROUP, LLC	COMPOSITION WEALTH, LLC	Jun 24, 2021	Oct 18, 2021	116	Firm change	RIA to RIA
MERCER GLOBAL ADVISORS INC.	THE MATHER GROUP, LLC	Jul 15, 2019	Jul 29, 2019	14	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	MERCER GLOBAL ADVISORS INC.	May 5, 2015	May 21, 2015	16	Firm change	Other
U.S. BANCORP ADVISORS, LLC	STRATEGIC ADVISERS LLC	Jun 20, 2008	Jan 26, 2011	950	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	U.S. BANCORP ADVISORS, LLC	Aug 25, 2006	Nov 8, 2006	75	Firm change	Other

Relationships

Registered with (9)

→ CONVEY WEALTH LLCRegistered adviserregistration: current employment
Sep 6, 2022 to presentfactForm ADV
→ MONARCH PLAN ADVISORSRegistered adviserregistration: previous registration
Aug 11, 2023 to Jul 14, 2026factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Sep 29, 2022 to Jan 12, 2026factForm ADV
→ COMPOSITION WEALTH, LLCRegistered adviserregistration: previous registration
Oct 18, 2021 to Feb 18, 2022factForm ADV
→ THE MATHER GROUP, LLCRegistered adviserregistration: previous registration
Jul 29, 2019 to Jun 24, 2021factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
May 21, 2015 to Jul 15, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 26, 2011 to May 5, 2015factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 8, 2006 to Jun 20, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 21, 2006 to Aug 25, 2006factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor departed, no destination yet
William Patrick Nugent no longer registered at Monarch Plan Advisors; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Jan 12, 2026
Advisor changed firm
William Patrick Nugent left Origin Investment Advisory Llc for Monarch Plan Advisors (registered 2023-08-11)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2022
Advisor changed firm
William Patrick Nugent left Composition Wealth, Llc for Convey Wealth Llc (registered 2022-09-06)
Form ADVobserved 6 days ago