DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Patrick Nugent

Convey Wealth LLCstate registeredBurbank, CaIA-onlyIAPD 2956882

Certified Financial Planner

Feed of 09/14/2026

Also filed as Bill Nugent

At current firm

4 y

since Sep 6, 2022

In the industry

28 y

since Nov 6, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Convey Wealth LLC state registered current
since Sep 6, 2022 · Burbank, Ca
Monarch Plan Advisors institutional
Aug 11, 2023 to Jul 14, 2026 · Sherman Oaks, Ca
Origin Investment Advisory LLC independent RIA
Sep 29, 2022 to Jan 12, 2026 · Sarasota, Fl
Composition Wealth, LLC independent RIA
Oct 18, 2021 to Feb 18, 2022 · Los Angeles, Ca
The Mather Group, LLC independent RIA
Jul 29, 2019 to Jun 24, 2021 · Chicago, Il
Mercer Global Advisors Inc. independent RIA
May 21, 2015 to Jul 15, 2019 · Sherman Oaks, Ca
Strategic Advisers LLC national BD
Jan 26, 2011 to May 5, 2015 · Studio City, Ca
U.S. Bancorp Advisors, LLC BD affiliated
Nov 8, 2006 to Jun 20, 2008 · San Francisco, Ca
Ameriprise Financial Services, LLC national BD
Apr 21, 2006 to Aug 25, 2006 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

Monarch Plan Advisors to no registered destination
left Jul 14, 2026 · Departure, no registered destination
Origin Investment Advisory LLC to Monarch Plan Advisors
left Jan 12, 2026, registered Aug 11, 2023 (-885 days) · Other
Composition Wealth, LLC to Convey Wealth LLC
left Feb 18, 2022, registered Sep 6, 2022 (200 days) · RIA to a state-registered adviser
The Mather Group, LLC to Composition Wealth, LLC
left Jun 24, 2021, registered Oct 18, 2021 (116 days) · RIA to RIA
Mercer Global Advisors Inc. to The Mather Group, LLC
left Jul 15, 2019, registered Jul 29, 2019 (14 days) · RIA to RIA
Strategic Advisers LLC to Mercer Global Advisors Inc.
left May 5, 2015, registered May 21, 2015 (16 days) · Other
U.S. Bancorp Advisors, LLC to Strategic Advisers LLC
left Jun 20, 2008, registered Jan 26, 2011 (950 days) · Other
Ameriprise Financial Services, LLC to U.S. Bancorp Advisors, LLC
left Aug 25, 2006, registered Nov 8, 2006 (75 days) · Other

Signals

William Patrick Nugent no longer registered at Monarch Plan Advisors; no later IA registration on IAPD
Jul 14, 2026 · Advisor departure · fact
William Patrick Nugent left Origin Investment Advisory Llc for Monarch Plan Advisors (registered 2023-08-11)
Jan 12, 2026 · Advisor changed firm · fact
William Patrick Nugent left Composition Wealth, Llc for Convey Wealth Llc (registered 2022-09-06)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address