DFX Intelligence

C••••••••• W•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

C••••••••• W•••••• J••••••

Advisor at C•••••••

Salt Lake City, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Feb 1, 2018	n/a	yes	Salt Lake City, UT	Current employment
K••• C•••••• A•••••••• L••	Former SEC adviser	Jan 8, 2009	Dec 31, 2017	no	DRAPER, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• C•••••• A•••••••• L••	C•••••••	Dec 31, 2017	Feb 1, 2018	32	Firm change	Other
G••••• W••••• M••••••••• I•••	K••• C•••••• A•••••••• L••	Dec 31, 2008	Jan 8, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
131000:175112:UT:2017-12-31	Dec 31, 2017	Feb 1, 2018	DRAPER, UT	Firm change

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Feb 1, 2018 to presentfactForm ADV
→ K••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2009 to Dec 31, 2017factForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2006 to Dec 31, 2008factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 25, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.