RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• W•••••• J••••••
- C••••••• institutional currentsince Feb 1, 2018 · Salt Lake City, Ut
- K••• C•••••• A•••••••• L•• formerJan 8, 2009 to Dec 31, 2017 · Draper, Ut
- G••••• W••••• M••••••••• I••• BD affiliatedDec 7, 2006 to Dec 31, 2008 · Draper, Ut
- O•••• F•• I••• formerMay 25, 1999 to Nov 21, 2006 · Salt Lake City, Ut
- K••• C•••••• A•••••••• L•• to C•••••••left Dec 31, 2017, registered Feb 1, 2018 (32 days) · Other · moved with a team
- G••••• W••••• M••••••••• I••• to K••• C•••••• A•••••••• L••left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
- O•••• F•• I••• to G••••• W••••• M••••••••• I•••left Nov 21, 2006, registered Dec 7, 2006 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address