DFX Intelligence

J•••••• C••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)38 years in industry

J•••••• C••• G•••••••

Advisor at L•• F•••••••• L••

BIG BEAR, CA | WOODLAND HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21c677b9-8478-ad64-5446-3ed12c5ed775

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 20, 2018	n/a	yes	WOODLAND HILLS, CA\|BIG BEAR, CA	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Sep 18, 2015	Jun 26, 2018	no	LOS ANGELES, CA\|ENCINO, CA\|THOUSAND OAKS, CA\|VALENCIA, CA\|WOODLAND HILLS, CA\|CHATSWORTH, CA\|NORTHRIDGE, CA\|OXNARD, CA\|SANTA BARBARA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	L•• F•••••••• L••	Jun 26, 2018	Jun 20, 2018	-6	Firm change	Ibd to RIA
V••••• F•••••••• M••••••••• I•••	B••••••• I••••••••• S•••••••• I••• •••••	Sep 30, 2015	Sep 18, 2015

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 20, 2018 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Sep 18, 2015 to Jun 26, 2018factForm ADV
→ V••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 17, 2013 to Sep 30, 2015factForm ADV
→ U••• B•••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21c677b9-8478-ad64-5446-3ed12c5ed775
First observed: Oct 12, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.