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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

CHARLES HERBERT MAHER

Advisor at OSAIC ADVISORY SERVICES, LLC

ATLANTA, GA | Colorado Springs, CO

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Search this name across graphsid dfx:ria:21f13639-4434-2c88-db57-2d9e704fd06d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: May 12, 1995
First registration: Aug 26, 2003
Dual registered: yes, broker-dealer
Other names: CHARLES HERBERT MAHER|CHUCK MAHER|Charles Herbert Maher
IAPD individual key: 1436424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 27, 2024	n/a	yes	ATLANTA, GA\|Colorado Springs, CO	Current employment
VISIONS, INC.	n/a	May 4, 2018	Oct 18, 2024	no	MONUMENT, CO	Previous registration
WILBANKS SECURITIES ADVISORY	Former SEC adviser	Nov 27, 2006	Mar 19, 2018	no	OKLAHOMA CITY, OK\|MONUMENT, CO	Previous registration
NORTH COAST MONEY MANAGEMENT	n/a	Aug 26, 2003	Dec 7, 2006	no	ROCKY RIVER, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VISIONS, INC.	OSAIC ADVISORY SERVICES, LLC	Oct 18, 2024	Aug 27, 2024	-52	Firm change after gap	Other
WILBANKS SECURITIES ADVISORY	VISIONS, INC.	Mar 19, 2018	May 4, 2018	46	Firm change	Other
NORTH COAST MONEY MANAGEMENT	WILBANKS SECURITIES ADVISORY	Dec 7, 2006	Nov 27, 2006	-10	Firm change	Other

Relationships

Registered with (4)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Aug 27, 2024 to presentfactForm ADV
→ VISIONS, INC.Registered adviserregistration: previous registration
May 4, 2018 to Oct 18, 2024factForm ADV
→ WILBANKS SECURITIES ADVISORYRegistered adviserregistration: previous registration
Nov 27, 2006 to Mar 19, 2018factForm ADV
→ NORTH COAST MONEY MANAGEMENTRegistered adviserregistration: previous registration
Aug 26, 2003 to Dec 7, 2006factForm ADV

Dated events

Occurred
Oct 18, 2024
Advisor changed firm
Charles Herbert Maher left Visions, Inc. for Osaic Advisory Services, Llc (registered 2024-08-27)
Form ADVobserved 4 days ago