DFX Intelligence

J••• L•• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)38 years in industry

J••• L•• E•••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Charlottesville, VA

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Search this name across graphsid dfx:ria:21fce6f6-de4c-d74f-3c38-a3954549f0fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 27, 1989 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Aug 3, 2012	n/a	yes	MORRISTOWN, NJ\|Charlottesville, VA	Current employment
R••••••• F•••••••• S•••••••••	Independent wealth	Dec 22, 2011	Aug 3, 2012	no	CHARLOTTESVILLE, VA\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• F•••••••• S•••••••••	P•••••• A•••••• G••••• L••	Aug 3, 2012	Aug 3, 2012	0	Firm change	Other
L•••••• I•••••••••	R••••••• F•••••••• S•••••••••	Dec 20, 2011	Dec 22, 2011

Relationships

Registered with (3)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Aug 3, 2012 to presentfactForm ADV
→ R••••••• F•••••••• S•••••••••Registered adviserregistration: previous registration
Dec 22, 2011 to Aug 3, 2012factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Sep 27, 1989 to Dec 20, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21fce6f6-de4c-d74f-3c38-a3954549f0fd
First observed: Sep 27, 1989
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.