DFX Intelligence

Data Factory

RIA / WealthAdvisor12 years in industry

JOHN ALLEN WINGO

Advisor at WINGO ASSET MANAGEMENT, LLC

SHREVEPORT, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2202a067-18a0-3bac-159a-0bd491ddfbdd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WINGO ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65
First exam: Aug 31, 2019
First registration: Sep 10, 2019
Dual registered: no
IAPD individual key: 1071166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WINGO ASSET MANAGEMENT, LLC	State registered	Aug 29, 2025	n/a	yes	SHREVEPORT, LA	Current employment
RFG ADVISORY, LLC	Independent wealth	Nov 14, 2024	Aug 5, 2025	no	Shreveport, LA\|VESTAVIA HILLS, AL	Previous registration
WINGO ASSET MANAGEMENT, LLC	State registered	Jan 22, 2020	Dec 31, 2024	no	SHREVEPORT, LA	Previous registration
OPTIVISE ADVISORY SERVICES LLC	Independent wealth	Sep 10, 2019	May 15, 2020	no	Shreveport, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RFG ADVISORY, LLC	WINGO ASSET MANAGEMENT, LLC	Aug 5, 2025	Aug 29, 2025	24	Firm change	RIA to state RIA
WINGO ASSET MANAGEMENT, LLC	RFG ADVISORY, LLC	Dec 31, 2024	Nov 14, 2024	-47	Firm change after gap	Other
OPTIVISE ADVISORY SERVICES LLC	WINGO ASSET MANAGEMENT, LLC	May 15, 2020	Jan 22, 2020	-114	Firm change after gap	RIA to state RIA

Relationships

Registered with (3)

→ WINGO ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 22, 2020 to Dec 31, 2024factForm ADV
→ RFG ADVISORY, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Aug 5, 2025factForm ADV
→ OPTIVISE ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Sep 10, 2019 to May 15, 2020factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
John Allen Wingo left Rfg Advisory, Llc for Wingo Asset Management, Llc (registered 2025-08-29)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2024
Advisor changed firm
John Allen Wingo left Wingo Asset Management, Llc for Rfg Advisory, Llc (registered 2024-11-14)
Form ADVobserved 5 days ago