DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Allen Wingo
Feed of 09/14/2026
At current firm
1 y
since Aug 29, 2025
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wingo Asset Management, LLC state registered currentsince Aug 29, 2025 · Shreveport, La
- Rfg Advisory, LLC independent RIANov 14, 2024 to Aug 5, 2025 · Shreveport, La
- Wingo Asset Management, LLC state registeredJan 22, 2020 to Dec 31, 2024 · Shreveport, La
- Optivise Advisory Services LLC independent RIASep 10, 2019 to May 15, 2020 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- Rfg Advisory, LLC to Wingo Asset Management, LLCleft Aug 5, 2025, registered Aug 29, 2025 (24 days) · RIA to a state-registered adviser
- Wingo Asset Management, LLC to Rfg Advisory, LLCleft Dec 31, 2024, registered Nov 14, 2024 (-47 days) · Other
- Optivise Advisory Services LLC to Wingo Asset Management, LLCleft May 15, 2020, registered Jan 22, 2020 (-114 days) · RIA to a state-registered adviser
Signals
- John Allen Wingo left Rfg Advisory, Llc for Wingo Asset Management, Llc (registered 2025-08-29)Aug 5, 2025 · Advisor changed firm · fact
- John Allen Wingo left Wingo Asset Management, Llc for Rfg Advisory, Llc (registered 2024-11-14)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address