DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at I•• W••••• M••••••••• L••
CHICAGO, IL | WASHINGTON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•• W••••• M••••••••• L•• | Bd affiliated wealth | Apr 30, 2021 | n/a | yes | WASHINGTON, MI|CHICAGO, IL | Current employment |
| L•••••• W••••• A•••••••• L•• | Former SEC adviser | Mar 30, 2016 | Jul 27, 2021 | no | Troy, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••••• W••••• A•••••••• L•• | I•• W••••• M••••••••• L•• | Jul 27, 2021 | Apr 30, 2021 | -88 | Firm change after gap | RIA to RIA |
| P•• W••••• M••••••••• | L•••••• W••••• A•••••••• L•• | Dec 17, 2015 | Mar 30, 2016 |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jul 25, 2014 | Dec 17, 2015 | no | TROY, MI|TOLEDO, OH | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Jun 3, 2009 | Jan 28, 2011 | no | SOUTHFIELD, MI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 28, 2006 | Sep 3, 2008 | no | BLOOMFIELD HILLS, MI | Previous registration |
| C••••••• S••••••••• | Former SEC adviser | Aug 8, 2005 | May 23, 2006 | no | BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI | Previous registration |
| 104 |
| Firm change |
| Other |
| A••••• A•• P••••••• S••••••• | P•• W••••• M••••••••• | Jan 28, 2011 | Jul 25, 2014 | 1,274 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A••••• A•• P••••••• S••••••• | Sep 3, 2008 | Jun 3, 2009 | 273 | Firm change | Other |
| C••••••• S••••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | May 23, 2006 | Apr 28, 2006 | -25 | Firm change | Other |