RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• B••••••••
- I•• W••••• M••••••••• L•• BD affiliated currentsince Apr 30, 2021 · Washington, Mi
- L•••••• W••••• A•••••••• L•• formerMar 30, 2016 to Jul 27, 2021 · Troy, Mi
- P•• W••••• M••••••••• BD affiliatedJul 25, 2014 to Dec 17, 2015 · Troy, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedJun 3, 2009 to Jan 28, 2011 · Southfield, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 2006 to Sep 3, 2008 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerAug 8, 2005 to May 23, 2006 · Bloomfield Hills, Mi
- L•••••• W••••• A•••••••• L•• to I•• W••••• M••••••••• L••left Jul 27, 2021, registered Apr 30, 2021 (-88 days) · RIA to RIA
- P•• W••••• M••••••••• to L•••••• W••••• A•••••••• L••left Dec 17, 2015, registered Mar 30, 2016 (104 days) · Other
- A••••• A•• P••••••• S••••••• to P•• W••••• M•••••••••left Jan 28, 2011, registered Jul 25, 2014 (1274 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Sep 3, 2008, registered Jun 3, 2009 (273 days) · Other
- C••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 23, 2006, registered Apr 28, 2006 (-25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address