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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Bowling Green, KY | NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 21, 2019 | n/a | yes | NASHVILLE, TN|Bowling Green, KY | Current employment |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | Oct 29, 2019 | no | SAN ANTONIO, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Mar 28, 2007 | Jan 8, 2018 | no | CAVE CREEK, AZ|SAN ANTONIO, TX|SCOTTSDALE, AZ|PHOENIX, AZ|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Feb 21, 2007 | no | GLENDALE, AZ|CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Nov 10, 2003 | Jul 6, 2005 | no | GLENDALE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 21, 2002 | Sep 29, 2003 | no | SUN CITY, AZ | Previous registration |
| L. ROY PAPP & ASSOCIATES, LLP | Independent wealth | Feb 28, 2002 | Oct 16, 2002 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA INVESTMENT SERVICES COMPANY | RAYMOND JAMES & ASSOCIATES, INC. | Oct 29, 2019 | Oct 21, 2019 | -8 | Firm change | Ibd to ibd |
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | USAA FINANCIAL PLANNING SERVICES | Feb 21, 2007 | Mar 28, 2007 | 35 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BANC ONE SECURITIES CORPORATION | Sep 29, 2003 | Nov 10, 2003 | 42 | Firm change | Other |
| L. ROY PAPP & ASSOCIATES, LLP | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 16, 2002 | Nov 21, 2002 | 36 | Firm change | Other |