DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• W••••• M••••••••• I•••
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | May 20, 2025 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | May 8, 2025 | no | WHEAT RIDGE, CO|GREENWOOD VILLAGE, CO|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | G••••• W••••• M••••••••• I••• | May 8, 2025 | May 20, 2025 | 12 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | May 26, 2022 | Mar 31, 2025 | no | GREENWOOD VILLAGE, CO | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Jan 10, 2022 | Apr 18, 2022 | no | ENGLEWOOD, CO | Previous registration |
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Dec 21, 2017 | Jan 11, 2022 | no | Denver, CO | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| P•••• S••••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Apr 18, 2022 | May 26, 2022 | 38 | Firm change | Ibd to ibd |
| T••••••••• R••••••••• A•••••••• L•• | P•••• S••••••••• L•• | Jan 11, 2022 | Jan 10, 2022 | -1 | Firm change | Ibd to ibd |