DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Raleigh Smith

Geneos Wealth Management, Inc.BD affiliatedGreenwood Village, Codual registrantIAPD 6506659

Feed of 09/14/2026

Also filed as Raleigh Michael Smith

At current firm

1 y

since May 20, 2025

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Geneos Wealth Management, Inc. BD affiliated current
since May 20, 2025 · Greenwood Village, Co
Strategic Advisers LLC national BD
Mar 31, 2025 to May 8, 2025 · Wheat Ridge, Co
Fidelity Personal And Workplace Advisors former
May 26, 2022 to Mar 31, 2025 · Greenwood Village, Co
Pruco Securities, LLC no RAUM
Jan 10, 2022 to Apr 18, 2022 · Englewood, Co
Transamerica Retirement Advisors, LLC BD affiliated
Dec 21, 2017 to Jan 11, 2022 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Geneos Wealth Management, Inc.
left May 8, 2025, registered May 20, 2025 (12 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Pruco Securities, LLC to Fidelity Personal And Workplace Advisors
left Apr 18, 2022, registered May 26, 2022 (38 days) · Affiliated broker-dealer or bank to another
Transamerica Retirement Advisors, LLC to Pruco Securities, LLC
left Jan 11, 2022, registered Jan 10, 2022 (-1 days) · Affiliated broker-dealer or bank to another

Signals

Raleigh Smith left Strategic Advisers Llc for Geneos Wealth Management, Inc. (registered 2025-05-20)
May 8, 2025 · Advisor changed firm · fact
Raleigh Smith left Pruco Securities, Llc for Fidelity Personal And Workplace Advisors (registered 2022-05-26)
Apr 18, 2022 · Advisor changed firm · fact
Raleigh Smith left Transamerica Retirement Advisors, Llc for Pruco Securities, Llc (registered 2022-01-10)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address