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M••• D•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

M••• D•••• S•••••••

Advisor at D••••••• A••••• C••••••• L••

RIDGELAND, SC

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Search this name across graphsid dfx:ria:22228c80-975d-fb33-a262-34b0e15f0672

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• A••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• A••••• C••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	RIDGELAND, SC	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 23, 2019	Oct 17, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	D••••••• A••••• C••••••• L••	Oct 17, 2022	Jan 1, 2026	1,172	Firm change after gap	Ibd to RIA
P••••••• I••••••••• L••	P•••••• A•••••• G••••• L••	Nov 15, 2018

Relationships

Registered with (3)

→ D••••••• A••••• C••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jan 23, 2019 to Oct 17, 2022factForm ADV
→ P••••••• I••••••••• L••Registered adviserregistration: previous registration
May 15, 2014 to Nov 15, 2018factForm ADV

Dated events

Occurred
Oct 17, 2022
A•••••• firm change
M••• D•••• S••••••• left P•••••• A•••••• G••••• L•• for D••••••• A••••• C••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22228c80-975d-fb33-a262-34b0e15f0672
First observed: May 15, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.