RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D•••• S•••••••
- D••••••• A••••• C••••••• L•• independent RIA currentsince Jan 1, 2026 · Ridgeland, Sc
- P•••••• A•••••• G••••• L•• BD affiliatedJan 23, 2019 to Oct 17, 2022 · Charlottesville, Va
- P••••••• I••••••••• L•• state registeredMay 15, 2014 to Nov 15, 2018 · Naples, Fl
- P•••••• A•••••• G••••• L•• to D••••••• A••••• C••••••• L••left Oct 17, 2022, registered Jan 1, 2026 (1172 days) · Affiliated broker-dealer or bank to independent RIA
- P••••••• I••••••••• L•• to P•••••• A•••••• G••••• L••left Nov 15, 2018, registered Jan 23, 2019 (69 days) · Other
- M••• D•••• S••••••• left P•••••• A•••••• G••••• L•• for D••••••• A••••• C••••••• L•• (registered 2026-01-01)Oct 17, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address