DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CW ADVISORS, LLC
Avila Beach, CA | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CW ADVISORS, LLC | Independent wealth | Oct 21, 2020 | n/a | yes | Avila Beach, CA|BOSTON, MA | Current employment |
| CONGRESS WEALTH MANAGEMENT LLC | Former SEC adviser | Mar 4, 2020 | Dec 2, 2020 | no | Avila Beach, CA|BOSTON, MA | Previous registration |
| DOMUS CAPITAL GROUP, LLC | Former SEC adviser | Nov 9, 2012 | Apr 7, 2020 | no | AVILA BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 23, 2009 | Nov 15, 2012 | no | SAN LUIS OBISPO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 13, 2002 | Apr 15, 2009 | no | SAN LUIS OBISPO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 8, 1997 | Dec 16, 2002 | no | SAN LUIS OBISPO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC | Dec 2, 2020 | Oct 21, 2020 | -42 | Firm change after gap | RIA to new firm |
| DOMUS CAPITAL GROUP, LLC | CONGRESS WEALTH MANAGEMENT LLC | Apr 7, 2020 | Mar 4, 2020 | -34 | Firm change after gap | RIA to RIA |
| WELLS FARGO ADVISORS | DOMUS CAPITAL GROUP, LLC | Nov 15, 2012 | Nov 9, 2012 | -6 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 15, 2009 | Mar 23, 2009 | -23 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Dec 16, 2002 | Dec 13, 2002 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149446:310873:MA:2020-12-02 | Dec 2, 2020 | Oct 21, 2020 | BOSTON, MA | Firm change after gap |