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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

KYLE STEPHEN CASELLA

Advisor at ADVICE AND PLANNING SERVICES

ROSELAND, NJ | Boonton Township, NJ

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Search this name across graphsid dfx:ria:223c6ded-2fe5-cb76-6d8b-8f8ca2aa439d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 7, 2010
First registration: Feb 3, 2012
Dual registered: yes, broker-dealer
Other names: KYLE S CASELLA
IAPD individual key: 5299119

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 13, 2014	n/a	yes	ROSELAND, NJ\|Boonton Township, NJ	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 21, 2012	Dec 3, 2013	no	WEST MARLTON, NJ\|MARLTON, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 21, 2012	Dec 3, 2013	no	WEST MARLTON, NJ\|Marlton, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 3, 2012	Mar 23, 2012	no	SOMERSET, NJ\|MARLTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 3, 2013	Mar 21, 2012	-622	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 3, 2013	Mar 21, 2012	-622	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	TD AMERITRADE, INC.	Mar 23, 2012	Mar 21, 2012	-2	Firm change	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jan 13, 2014 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 21, 2012 to Dec 3, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 21, 2012 to Dec 3, 2013factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 3, 2012 to Mar 23, 2012factForm ADV

Dated events

No dated event names this entity yet.